Bottova 2A, Bratislava 811 09, Slovakia

Banking Regulation

Banking is a very strictly regulated sector so that potential losses of population deposits are limited as much as possible. The regulation is suggested by the Basel Committee for Banking Supervision (BCBS). The regulation rules (aka Basel rules) are complex and demanding. Bearning Workshop about the banking regulation explains in detail the principles and recent Basel III/IV standards.

Length: 1 day (15th June 2023)
Difficulty: Basic
Price: 490€ + VAT 20% (588€), or individual (in-house)
Place: In-house (On-line / On-site)

Content

  • Principles of banking regulation – minimal capital, licensing, regulatory supervision, mandatory ratios, disclosure
  • History of banking regulation, reasons for implementation, capital accord
    • Principles and objectives of Basel I, Cooke ratio, risk weights, risk factors
    • Basel II – new capital accord, 3 pillars of Basel II, foundation and advanced internal rating-based methods (IRB and AIRB)
  • Probability of default (PD), Loss given default (LGD), Exposure at default (EAD)
  • Statistical methods of capital requirement calculation
  • Principles of regulation package Basel III/IV and the reasons for its implementation
    • Liquidity ratios LCR and NSFR
    • Increasing the quality and quantity of capital requirement in Basel III/IV environment
    • Leverage effects and Leverage ratio
    • Revision of Counterparties, qualified central counterparties
    • Counter-cyclic measures
    • System risk
  • Implementation of Basel III/IV in Europe – directives and regulations, single rulebook
  • Corporate Governance
  • SREP, ICAAP, ILAAP
  • Interest rate risk in the banking book (IRRBB)
  • Operational risk
  • MiFID II
  • Cryptoassets regulation

Target group

  • Risk controlling a Risk management
  • Compliance
  • Audit
  • Bank managers/prospective managers
  • Project managers and managers of processes
  • Other bank professionals and experts (ALM/Treasury, middle-office and back-office, business units’ managers)

Preparation

E-learning in the form of script and/or texts, questions, multi-level tests, solutions and explanations.

Bearning Bank Regulation Workshop is adjustable for the target group according to your bank's needs. This training is available in-house for a bank or an organized group of professionals.